 |
|
|
Large Shareholder Reporting Compliance
|
McGregor Boyall
Salary: £Competitive
|
Japan-Tokyo |
06 Nov |
| A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi... |
|
|
Anti-Money Laundering Analyst
|
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
|
Japan-Tokyo |
02 Nov |
| A top-tier international bank is looking for a strong candidate for the role of Anti-Money Laundering Analyst to join their T... |
|
|
Compliance Officer, Asset Management
|
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
|
Japan-Tokyo |
02 Nov |
| The individual will report to the Managing Director & Chief Compliance Officer, and is expected to assist the Chief Complianc... |
|
|
Head of Operations (Tokyo)
|
Matthew Hoyle Financial M...
Salary: Excellent remuneration
|
Japan-Tokyo |
30 Oct |
| A leading brokerage company is looking for a head of operations to take care of their Tokyo office. The role holder will be r... |
|
|
Global Markets Administration, Business Risk & Control
|
Capital People
Salary: Competitive
|
Japan-Tokyo |
30 Oct |
| A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo. |
|
|
Compliance Manager
|
National Australia Bank
Salary: TBA
|
Australia-Melbourne |
07 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
|
|
Head of Control Room Hong Kong
|
Macquarie
Salary: Information not provided
|
China-Hong Kong |
07 Nov |
| Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni... |
|
|
Head of Client Onboarding
|
Macquarie
Salary: Information not provided
|
UK-London |
07 Nov |
| This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the... |
|
|
Financial Services Lawyer - Equities
|
Macquarie
Salary: Information not provided
|
Australia-Sydney |
07 Nov |
| Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney. |
|
|
Regulatory Change Lawyer
|
Macquarie
Salary: Information not provided
|
Australia-Sydney |
07 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
|
|
AML Operations Manager
|
Macquarie
Salary: Information not provided
|
Australia-Sydney |
07 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
|
|
Project/Programme Manager - Sanctions - Retail Banking
|
Aston Carter
Salary: Market Rate
|
UK-London |
07 Nov |
| Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin... |
|
|
LAWYER
|
Cameron Kennedy Resources...
Salary: circa £100,000 plus bonus...
|
UK-South East |
07 Nov |
| This is an exciting prospect for a commercially minded and ambitious lawyer
within a continually growing, long established a... |
|
|
Senior Compliance Officer (Broker Dealer Specialist)
|
Metropolitan West Asset M...
Salary: Competitive and commensur...
|
USA-CA-Los Angeles |
06 Nov |
| The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose broker dealer... |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
06 Nov |
| fixed income compliance corporate bonds |
|
|
Compliance Administrator
|
Not Disclosed
Salary: Competitive / DOE
|
USA-CA-Santa Barbara |
06 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
|
|
Operational Risk - London and New York
|
Hudson
Salary: £££ Competitive
|
UK-London |
06 Nov |
| My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with... |
|
|
Equities Compliance Officer
|
McGregor Boyall
Salary: £EXCELLENT
|
UK-London |
06 Nov |
| A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl... |
|
|
Markets Compliance
|
McGregor Boyall
Salary: £VERY COMPETITIVE
|
UAE-Dubai |
06 Nov |
| A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi... |
|
|
Senior Associate - Policy,Risk&Regulatory Affairs
|
Not Disclosed
Salary: Competitive Salary + Bene...
|
UK-London |
06 Nov |
| Our client requires a Senior Associate to work within their Policy, Risk and Regulatory Affairs Department. A background at a... |
|
|
Group Level Compliance Officer
|
Eames Consulting
Salary: £70,000 – £80,000
|
UK-London |
06 Nov |
| My Client is a leading Re-insurer with a strong presence and successful history within the Lloyd’s of London Market.
The... |
|
|
Director of Complaints Handling
|
Astbury Marsden
Salary: competitive
|
UK-London |
06 Nov |
| Our financial services client is presently looking to recruit for the position, Director of International Complaints to be ba... |
|
|
General Counsel - Hedge Fund - London
|
Not Disclosed
Salary: Industry Leading
|
UK-London |
06 Nov |
| One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist... |
|
|
Money Laundering Reporting and Compliance Monitoring Assistant
|
Société Générale - UK
Salary: £Market Rate
|
UK-London |
06 Nov |
| To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep... |
|
|
AVP - Policy, Risk & Regulatory Affairs
|
Not Disclosed
Salary: Competitive Salary + Attr...
|
UK-London |
06 Nov |
| Our client seeks an AVP to make a contribution across policy, risk and regulatory affairs and act as a Deputy to the Head of... |
|
|
Operational Risk Manager, London & Edinburgh
|
Morgan McKinley Group Ltd
Salary: up to £55k
|
UK-London |
06 Nov |
| My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management framework is fit for... |
|
|
Specialist Compliance Policies, Finance, Munich
|
Huxley Associates
Salary: Negotiable
|
Germany-Bavaria |
06 Nov |
About the company:
On behalf of our client, a glo... |
|
|
In-house Lawyer - Alternative Investments
|
The Emerald Group
Salary: Competititve
|
UK-London |
06 Nov |
| My client who operate within the alternative investments space are looking to hire a lawyer from a hedge fund / FoHF. |
|
|
Compliance Assessment - Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
|
Fixed Income Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
06 Nov |
| See job description below |
|
